Investor Relations for Financial Services
Investor Relations|Financial Services

Investor Relations for Financial Services

Investor Relations for Financial Services requires a production partner who understands both the creative vision and regulatory landscape. Our team combines cinema-grade production capabilities with deep financial services expertise to deliver investor relations that resonates while maintaining SEC & FINRA Compliant compliance.

SEC & FINRA Compliant Compliant
Compliance

Financial Services Compliance for Investor Relations

SEC Rule 156

We ensure all performance claims include required disclosures and that presentations are fair and balanced.

FINRA Rules

We understand FINRA content standards and build compliance review into our production timeline.

Reg FD

We coordinate release timing with your IR team to ensure compliance with disclosure requirements.

Deliverables

Investor Relations Deliverables

IPO roadshow videos
Investor day presentations
Fund profiles
Shareholder communications
Industry Expertise

We Understand Financial Services Challenges

Regulatory Compliance Requirements

Every piece of content must meet strict SEC, FINRA, and internal compliance standards before distribution.

Complex Product Explanation

Financial products and services are inherently complex and difficult to explain through traditional marketing.

Trust & Credibility Challenges

Building trust in financial services requires demonstrating expertise, stability, and client success.

Competitive Differentiation

In a crowded market, standing out requires more than just competitive rates and service offerings.

Client Communication at Scale

Keeping high-net-worth and institutional clients informed requires personalized, professional communication.

Talent Attraction & Retention

Top financial talent evaluates firm culture and leadership before accepting offers.

Our Process

How We Deliver Investor Relations

Our process is designed for SEC and FINRA compliance, with built-in legal review cycles and secure handling of market-sensitive information.

1
1 week

Compliance Pre-Flight

  • Reg FD review
  • IR team alignment
  • Disclosure checklist
  • Legal coordination
2
1-2 weeks

Message Architecture

  • Key metrics messaging
  • Analyst Q&A prep
  • Talking points development
  • Data visualization planning
3
1-2 days

Executive Production

  • CEO/CFO filming
  • Teleprompter services
  • Controlled environment
  • Backup recordings
4
1-2 weeks

Compliance Review & Delivery

  • Legal sign-off
  • IR approval
  • Investor portal delivery
  • Multi-platform export
Questions

Investor Relations for Financial Services FAQs

Q.How do you ensure compliance in financial videos?

We work directly with your compliance team throughout production, building in review cycles and maintaining detailed documentation for audit trails.

Q.What types of financial services videos do you produce?

We create client communications, product explainers, thought leadership content, corporate announcements, recruiting videos, and investor presentations.

Our Work

Featured Case Studies

See how we've helped financial services companies achieve their goals with investor relations.

Ready for Investor Relations tailored to Financial Services?

Our team understands financial services requirements and delivers SEC & FINRA Compliant-compliant investor relations.

Start Your Project