Video Production for Financial Services
We speak your industry's language—alpha generation, AUM (assets under management), basis points—so your content resonates with the audiences who matter most.
Start Your Financial Services ProjectWe Understand Financial Services
Financial Services organizations face unique communication challenges. We've built our process around solving them.
Compliance Review Bottlenecks
Legal and compliance teams add weeks to video production timelines, reviewing scripts for regulatory violations and marketing claims. Our compliance-first approach builds regulatory requirements into the initial brief, cutting review cycles by 60% and preventing costly late-stage revisions.
Executive Time Constraints
C-suite executives at financial institutions have calendars measured in 15-minute increments. Traditional video productions that require hours of executive time simply don't get scheduled. Our Strike Team methodology captures broadcast-quality content in 60 minutes or less.
Market-Sensitive Timing
Quarterly earnings, rate decisions, and market events create narrow windows for communication. Videos that miss these windows lose relevance. We offer expedited production with same-day delivery capability for time-sensitive financial communications.
Multi-Stakeholder Messaging
Financial services firms speak to diverse audiences—retail investors, institutional clients, regulators, employees—each requiring different messaging. We create modular content systems that maintain consistent brand identity while adapting tone and detail for each audience.
Services for Financial Services
All of our services are optimized for financial services compliance and communication standards.
Financial Services Compliance Standards
SEC Regulation FD (Fair Disclosure)
Requires simultaneous disclosure of material information to all investors, preventing selective disclosure that could advantage certain investors.
We design content distribution strategies that ensure compliance with Reg FD, including simultaneous release protocols, investor portal integration, and 8-K filing coordination. All scripts are structured to avoid inadvertent material disclosures.
FINRA Communications Rules
FINRA Rule 2210 governs broker-dealer communications, requiring balanced presentation of risks and rewards, prohibition of promissory statements, and pre-approval of certain content.
Our scripts use FINRA-compliant language patterns, avoid promissory terms, and include appropriate risk disclosures. We provide pre-approval documentation packages that streamline compliance review.
SOX Section 302 & 906 Certifications
Sarbanes-Oxley requires CEO/CFO certification of financial statement accuracy, with implications for how financial information is presented in video content.
We coordinate with investor relations and legal teams to ensure video content aligns with filed financial statements and forward-looking statement safe harbors. Our scripts include appropriate disclaimers and sourcing.
Financial Services Video Production FAQs
Q.How do you ensure our videos are SEC and FINRA compliant?
We build compliance into every phase of production. During scripting, we use regulatory-approved language patterns and avoid prohibited claims. We include appropriate disclaimers and risk disclosures. Before final delivery, we provide a compliance documentation package that facilitates your legal team's review.
Q.Can you produce investor communications that meet Reg FD requirements?
Absolutely. We design our delivery workflows to support simultaneous disclosure. We integrate with investor portals, coordinate timing with IR teams, and ensure content is available to all investors simultaneously. We can also support 8-K filing coordination when required.
Q.How quickly can you turn around earnings-related content?
For standard quarterly videos, we recommend 2-3 weeks. For urgent situations, we offer expedited service with same-day delivery capability. We've delivered earnings content within 4 hours when markets required immediate response.
Q.Do you work with publicly traded companies?
Yes, public companies represent a significant portion of our financial services practice. We understand the unique requirements around material information, quiet periods, and disclosure obligations that public companies face.
Q.Can you create content for both retail and institutional investor audiences?
Yes, we specialize in creating modular content systems. A single production session can yield multiple outputs—detailed institutional versions with granular data, simplified retail versions with accessible explanations, and internal versions for sales teams.
Ready to elevate your financial services communications?
Our team understands financial services requirements. Let's discuss your video production needs.
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